Feb 1 / Jamie Turner, MBA, PMP, BCBA

OBM Behavior Systems Analysis Ethics

Countless Board Certified Behavior Analysts (BCBAs) have shared stories of amazing small organizations they worked for, as well as poor treatment from other organizations. Those smaller Applied Behavior Analysis (ABA) companies run by ethical and clinically strong BCBAs are great, but often struggle to grow ethically and help more clients. Larger organizations unknowingly scale while implementing punishing, often unethical, contingencies on staff.
Unfortunately, it’s not something unique to the ABA field. I recall way back in High School, a dear friend of mine worked for a local movie theater in our nearby mall, that was part of a globally recognized brand. Knowing how responsible and hard working he is, I have no doubt he made a great employee. He worked there for over 3 years. One day he called me, quite upset; the story he recounted went something like this:
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"I was 20 minutes late for work today because of traffic. There were 3 accidents on the drive following today's snow storm. My manager opened his little black book, pulled up my name, and said this was my second strike. Apparently I was late for a different shift 2 years ago. He stated if I’m late again, I will be fired. I love this job and not sure what else I can do except look for another job somewhere else. At some point over the next few years, something will happen and I will be late. I can’t always control it. I told my manager, who I get along well with, that it’s unfair and we both agreed I’m a great employee. But he said the company’s policy is three strikes and you’re out, and if he doesn’t follow the policy then he will get fired, so his hands are tied.”
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 There are a lot of things wrong with this story, including:
  • A good employee’s behavior was unnecessarily punished, and threatened with more punishment.

  • This system of punishment was scaled up to punish all theater staff.

  • Management has zero discretion in managing staff performance.

  • Rate of lateness not taken into account.
There are countless stories from BCBAs and Registered Behavior Technicians (RBTs) of similar stories. I recall a story about a client not making progress after 12 months, and an RBT who we’ll call Robyn was fired over it with no discussion. Robyn recounted making countless suggestions about why the behavior plan wasn’t effective, with suggestions for improvement, but nothing changed. Robyn wasn’t at fault here, a system to blindly punish was.
Behavior Systems Analysis (BSA) is a part of Organizational Behavior Management (OBM), discipline of Applied Behavior Analysis (ABA). Per a research article in ABAI, BSA is more about the analysis and improvement of the relationships among the parts of a system (including organizational systems), as well as the relationships between the system and the external environment (Kast & Rosenzweig, 1972), blending ABA and general systems theory.

If an organization wants to scale beyond the smaller ABA companies we all know and respect, it needs processes and systems. The owner can’t oversee every staff member or client, it’s not humanly possible beyond a certain size. Careful consideration in creating processes and systems is crucial. When implementing a new BSA process, we need to ask a few questions to conduct effective analysis:
  • What inputs are required for this process?

  • What are the outputs within this process?

  • What does this process need to do to convert the input into output?

Successful client onboarding is a key business outcome with a number of processes involved. Once process could result in the output of a signed Client Services Agreement (CSA), another could involve seeking insurance authorization with the output of an approved or denied authorization from the insurance payer. Stay tuned for a future blog on creating ethical systems.

As your organization grows, you'll want to test your systems for ethics, and ideally address issues before they even arise. In our client onboarding example, what ethical issues could arise? Here are some to consider:
  • Are clients getting through onboarding who don’t actually qualify for services?

  • Does the process screen only for specific diagnoses like autism? There could be clients with other diagnoses being rejected for services that could really use the help.

  • Is there an unusual rejection from an insurance company that your process doesn’t know how to handle, causing clients to be denied services unnecessarily? 
The same goes for staff management. When systems are implemented, they should mostly use positive reinforcement. Give supervisors discretion to implement reinforcement based on what’s reinforcing for individual staff members on their teams. Don’t implement systems of punishment at scale, but rather alert management to issues at scale and let them exercise discretion. This doesn’t mean the BCBA business owner needs to do all the punishing. Each supervisor or manager needs to start with positive reinforcement, and bring in punishment when absolutely needed. An organization will need Human Resources (HR) policies and procedures for staff members that truly need to be managed out for good reason, but that should be the exception as opposed to the rule. 

After implementing a process, stress test it with some test data, and monitor regularly. Ask some questions to gauge if you need to course correct the process:
  • Are the outputs as expected?

  • Is the process asking staff to do anything unethical? (whether intentional or not)

  • Are people’s behavior in line with local laws?

  • Is there any behavior or output from this process that is a compliance violation?

  • Does the process result in better services for clients and/or a better staff experience?
ABA practice owners need to implement systems and processes; they can’t do all the managing themselves, and aren’t the only ones who manage people. Systems should reward, and punishment should be brought in on an as-needed basis. Systems can identify problems such as attendance issues and high cancellation rates, allowing people to manage those issues individually. Practice owners can reach out for support any time. We don’t do paid consulting, and are simply happy to have conversations with like-minded BCBAs trying to improve the field.  OBM@acclaimtraining.com

Jamie Turner

MBA, PMP, BCBA